New Client Forms

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Form ADV Part II (Uniform Application for Investment Adviser Registration)

(Acrobat format, size: 270KB).

The Investment Advisors Act of 1940 [Rule 204-3(a)], requires investment advisors to provide all clients and prospective clients with a written disclosure document. The main purpose of this disclosure is to provide information regarding our services, fees, business practices, possible conflicts of interest and material affiliations. The form is also used to comply with SEC Rule 206(4)-4, which obligates investment advisors to disclose relevant financial and disciplinary information to clients. The information in this form has not been approved or verified by any governmental authority.

Investment Management Agreement

(Acrobat format, size: 56KB)

This agreement is signed by Marathon and the client before establishing an account with Marathon Strategic Advisors, LLC. The agreement lists the terms under which investment management services are provided.

Client Questionnaire

(Acrobat format, size: 54KB)

The information you provide in this questionnaire, and the informal interview held with one of Marathon’s investment managers will enable us to construct the appropriate investment portfolio strategy.